1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security |
5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
Date Exercisable |
Expiration Date |
Title |
Amount or Number of Shares |
Non-Qualified Stock Option (right to buy)
(2)
|
(3)
|
10/01/2011 |
Common Stock
|
8,000
|
$
16.97
|
D
|
|
Non-Qualified Stock Option (right to buy)
(4)
|
(3)
|
04/30/2013 |
Common Stock
|
7,000
|
$
21.83
|
D
|
|
Non-Qualified Stock Option (right to buy)
(2)
|
(3)
|
02/05/2012 |
Common Stock
|
6,500
|
$
24.51
|
D
|
|
* |
If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** |
Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) |
1,373 shares restricted stock granted under the 1991 Stock Plan with right to have shares withheld to pay income taxes on lapse of restrictions. One-third of the grant will be distributed free of restrictions on each November 21, 2003, 2004, 2005.
7,000 shares are restricted stock units granted under the 1991 Stock Plan. These stock units vest three years from the date of grant. Upon lapse of restrictions the officer can elect to defer receipt and take delivery of the units in predetermined installments or elect to receive certificated shares.
5,174 shares are stock units held in the officer's elective deferred account and will be distributed in predetermined installments which can commence not sooner than three years after the date of deferral. Reported amount includes a 20 percent premium over grant amount based on officer's election to defer the award. |
(2) |
Employee Stock Option granted under the 1991 Stock Plan with right to have shares withheld or to deliver previously acquired shares to pay income taxes on exercise of option. |
(3) |
One-fourth of the total shares granted may be exercised on each of the first, second, third, and fourth anniversaries following grant date. |
(4) |
Employee Stock Option granted under the 2003 Stock Incentive Plan with right to have shares withheld or to deliver previously acquired shares to pay income taxes on exercise of option. |